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Abstract:Discover if PU Prime is a regulated and legit broker. We analyze its ASIC and Seychelles FSA licenses to help you evaluate trader protection and broker legitimacy.
PU Prime operates under dual regulatory licenses, ensuring both legitimacy and operational flexibility. The broker is officially authorized by Australias ASIC—a globally recognized Tier-1 authority—under license number 410681.
Additionally, PU Prime holds a retail forex license from the Seychelles FSA (license SD050), allowing it to serve a broader international client base. The ASIC license assures compliance with high capital, transparency, and segregation standards, while the FSA license enhances service flexibility for offshore users.
Q1: Is PU Prime really regulated or just claiming to be?
Yes. PU Prime is regulated by ASIC (Australia) and FSA (Seychelles). You can verify license #410681 on ASICs official registry.
Q2: What does ASIC regulation mean for traders?
ASIC ensures segregated client funds, strict capital requirements, and mandatory risk disclosures—offering one of the most secure trading environments.
Q3: Whats the significance of the Seychelles FSA license?
While less stringent, the FSA license allows PU Prime to legally operate offshore, serving clients in regions outside ASICs jurisdiction.
Q4: Can I trust PU Prime with my deposits?
If you're onboarded under ASIC jurisdiction, your funds are protected by robust client fund segregation rules and monitoring mechanisms.
Q5: Does regulation impact my account type or leverage?
Yes. Regulatory jurisdiction can affect your leverage limits and eligible promotions. ASIC clients typically receive lower leverage than offshore FSA clients.
Regulated By | Country | Licensed Entity | Regulatory Level | License Type | License Number |
---|---|---|---|---|---|
Australia Securities & Investment Commission | Australia | STRATOS TRADING PTY. LIMITED | Tier-1 | Market Making (MM) | 410681 |
Seychelles Financial Services Authority (FSA) | Seychelles | PU Prime (retail license holder) | Offshore | Retail Forex License | SD050 |
Disclaimer:
The views in this article only represent the author's personal views, and do not constitute investment advice on this platform. This platform does not guarantee the accuracy, completeness and timeliness of the information in the article, and will not be liable for any loss caused by the use of or reliance on the information in the article.